ELC 10.15
BIFURCATED HEARINGS
(a) When Allowed. Upon written motion filed no later than
60 days before the scheduled hearing, either party may
request that the disciplinary proceeding be bifurcated. The
hearing officer or panel must weigh the reasons for
bifurcation against any increased cost and delay,
inconvenience to participants, duplication of evidence, and
any other factors, and may grant the motion only if it
appears necessary to insure a fair and orderly hearing
because the respondent has a record of prior disciplinary
sanction or because either party would suffer significant
prejudice or harm.
(b) Procedure.
(1) Violation Hearing.
(A) A bifurcated proceeding begins with an initial
hearing to make factual determinations and legal
conclusions as to the violations charged, including
the mental state necessary for the violations.
During this stage of the proceedings, evidence of a
prior disciplinary record is not admissible to
prove the respondent’s character or to impeach the
respondent’s credibility. However, evidence of
prior acts of misconduct may be admitted for other
purposes, such as proof of motive, opportunity,
intent, preparation, plan, knowledge, identity, or
absence of mistake or accident.
(B) At the conclusion of that hearing, the hearing
officer or panel files findings and conclusions.
(i) If no violation is found, the proceedings are
concluded, the findings and conclusions are the
decision of the hearing officer or panel, and
the sanction hearing is canceled.
(ii) If any violation is found, after the
expiration of the time for a motion to amend
under rule 10.16(c), or after ruling on that
motion, the findings and conclusions as to
those violations are not subject to
reconsideration by the hearing officer.
(2) Sanction Hearing. If any violation is found, a
second hearing is held to determine the appropriate
sanction recommendation. During the sanction hearing,
evidence of the existence or lack of any prior
disciplinary record is admissible. No evidence may be
admitted to contradict or challenge the findings and
conclusions as to the violations. At the conclusion of
the sanction hearing, the hearing officer or panel
files findings and conclusions as to a sanction
recommendation, that, together with the previously
filed findings and conclusions, is the decision of the
hearing officer or panel.
(3) Timing. If a motion for bifurcation is granted, the
violation hearing is held on the date previously set
for hearing. Upon granting a motion to bifurcate, the
hearing officer must set a date and place for the
sanction hearing. Absent extraordinary circumstances,
the sanction hearing should be held no later than 45
days after the anticipated last day of the violation
hearing.
[Adopted effective October 1, 2002.]
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