GR 31
ACCESS TO COURT RECORDS
(a) Policy and Purpose. It is the policy of the courts to
facilitate access to court records as provided by Article I,
Section 10 of the Washington State Constitution. Access to
court records is not absolute and shall be consistent with
reasonable expectations of personal privacy as provided by
article 1, Section 7 of the Washington State Constitution
and shall not unduly burden the business of the courts.
(b) Scope. This rule applies to all court records, regardless
of the physical form of the court record, the method of
recording the court record or the method of storage of the
court record. Administrative records are not within the
scope of this rule. Court records are further governed by GR 22.
(c) Definitions.
(1) "Access" means the ability to view or obtain a copy of
a court record.
(2) "Administrative record" means any record pertaining to
the management, supervision or administration of the
judicial branch, including any court, board, or
committee appointed by or under the direction of any
court or other entity within the judicial branch, or
the office of any county clerk.
(3) "Bulk distribution" means distribution of all, or a
significant subset, of the information in court
records, as is and without modification.
(4) "Court record" includes, but is not limited to: (i)
Any document, information, exhibit, or other thing that
is maintained by a court in connection with a judicial
proceeding, and (ii) Any index, calendar, docket,
register of actions, official record of the
proceedings, order, decree, judgment, minute, and any
information in a case management system created or
prepared by the court that is related to a judicial
proceeding. Court record does not include data
maintained by or for a judge pertaining to a particular
case or party, such as personal notes and
communications, memoranda, drafts, or other working
papers; or information gathered, maintained, or stored
by a government agency or other entity to which the
court has access but which is not entered into the record.
(5) "Criminal justice agencies" are government agencies
that perform criminal justice functions pursuant to
statute or executive order and that allocate a
substantial part of their annual budget to those functions.
(6) "Dissemination contract" means an agreement between a
court record provider and any person or entity, except
a Washington State court (Supreme Court, court of
appeals, superior court, district court or municipal
court), that is provided court records. The essential
elements of a dissemination contract shall be
promulgated by the JIS Committee.
(7) "Judicial Information System (JIS) Committee" is the
committee with oversight of the statewide judicial
information system. The judicial information system is
the automated, centralized, statewide information
system that serves the state courts.
(8) "Judge" means a judicial officer as defined in the Code
of Judicial Conduct (CJC) Application of the Code of
Judicial Conduct Section (A).
(9) "Public" includes an individual, partnership, joint
venture, public or private corporation, association,
federal, state, or local governmental entity or agency,
however constituted, or any other organization or group
of persons, however organized.
(10) "Public purpose agency" means governmental agencies
included in the definition of "agency" in RCW 42.17.020
and other non-profit organizations whose principal
function is to provide services to the public.
(d) Access.
(1) The public shall have access to all court records
except as restricted by federal law, state law, court
rule, court order, or case law.
(2) Each court by action of a majority of the judges may
from time to time make and amend local rules governing
access to court records not inconsistent with this rule.
(3) A fee may not be charged to view court records at the courthouse.
(e) Personal Identifiers Omitted or Redacted from Court Records
(1) Except as otherwise provided in GR 22, parties shall
not include, and if present shall redact, the following
personal identifiers from all documents filed with the
court, whether filed electronically or in paper, unless
necessary or otherwise ordered by the Court.
(A) Social Security Numbers. If the Social Security
Number of an individual must be included in a
document, only the last four digits of that number
shall be used.
(B) Financial Account Numbers. If financial account
numbers are relevant, only the last four digits
shall be recited in the document.
(C) Driver's License Numbers.
(2) The responsibility for redacting these personal
identifiers rests solely with counsel and the parties.
The Court or the Clerk will not review each pleading
for compliance with this rule. If a pleading is filed
without redaction, the opposing party or identified
person may move the Court to order redaction. The
court may award the prevailing party reasonable
expenses, including attorney fees and court costs,
incurred in making or opposing the motion.
COMMENT
This rule does not require any party,
attorney, clerk, or judicial officer
to redact information from a court
record that was filed prior to the
adoption of this rule.
(f) Distribution of Court Records Not Publicly Accessible
(1) A public purpose agency may request court
records not publicly accessible for scholarly,
governmental, or research purposes where the
identification of specific individuals is ancillary to
the purpose of the inquiry. In order to grant such
requests, the court or the Administrator for the Courts must:
(A) Consider: (i) the extent to which access will
result in efficiencies in the operation of the
judiciary; (ii) the extent to which access will
fulfill a legislative mandate; (iii) the extent to
which access will result in efficiencies in other
parts of the justice system; and (iv) the risks
created by permitting the access.
(B) Determine, in its discretion, that filling the
request will not violate this rule.
(C) Determine the minimum access to restricted court
records necessary for the purpose is provided to
the requestor.
(D) Assure that prior to the release of court records
under section (f) (1), the requestor has executed
a dissemination contract that includes terms and
conditions which: (i) require the requester to
specify provisions for the secure protection of
any data that is confidential; (ii) prohibit the
disclosure of data in any form which identifies an
individual; (iii) prohibit the copying,
duplication, or dissemination of information or
data provided other than for the stated purpose;
and (iv) maintain a log of any distribution of
court records which will be open and available for
audit by the court or the Administrator of the
Courts. Any audit should verify that the court
records are being appropriately used and in a
manner consistent with this rule.
(2) Courts, court employees, clerks and clerk employees,
and the Commission on Judicial Conduct may access and
use court records only for the purpose of conducting
official court business.
(3) Criminal justice agencies may request court records not
publicly accessible.
(A) The provider of court records shall approve the
access level and permitted use for classes of
criminal justice agencies including, but not
limited to, law enforcement, prosecutors, and
corrections. An agency that is not included in a
class may request access.
(B) Agencies requesting access under this section of
the rule shall identify the court records
requested and the proposed use for the court records.
(C) Access by criminal justice agencies shall be
governed by a dissemination contract. The
contract shall: (i) specify the data to which
access is granted; (ii) specify the uses which the
agency will make of the data; and (iii) include
the agency's agreement that its employees will
access the data only for the uses specified.
(g) Bulk Distribution of Court Records
(1) A dissemination contract and disclaimer approved by the JIS
Committee for JIS records or a dissemination contract and
disclaimer approved by the court clerk for local records must
accompany all bulk distribution of court records.
(2) A request for bulk distribution of court records may be
denied if providing the information will create an undue burden
on court or court clerk operations because of the amount of
equipment, materials, staff time, computer time or other
resources required to satisfy the request.
(3) The use of court records, distributed in bulk form, for the
purpose of commercial solicitation of individuals named in the
court records is prohibited.
(h) Appeals. Appeals of denials of access to JIS records
maintained at state level shall be governed by the rules and
policies established by the JIS Committee.
(i) Notice. The Administrator for the Courts shall develop a
method to notify the public of access to court records and
the restrictions on access.
(j) Access to Juror Information. Individual juror information,
other than name, is presumed to be private. After the
conclusion of a jury trial, the attorney for a party, or
party pro se, or member of the public, may petition the
trial court for access to individual juror information under
the control of court. Upon a showing of good cause, the
court may permit the petitioner to have access to relevant
information. The court may require that juror information
not be disclosed to other persons.
(k) Access to Master Jury Source List. Master jury source list
information, other than name and address, is presumed to be
private. Upon a showing of good cause, the court may permit
a petitioner to have access to relevant information from the
list. The court may require that the information not be
disclosed to other persons.
[Adopted effective October 26, 2004; amended effective January 3, 2006.]
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