RULE CR 37
FAILURE TO MAKE DISCOVERY: SANCTIONS
(a) Motion for Order Compelling Discovery. A party, upon
reasonable notice to other parties and all persons affected
thereby, and upon a showing of compliance with rule 26(i),
may apply to the court in the county where the deposition
was taken, or in the county where the action is pending, for
an order compelling discovery as follows:
(1) Appropriate Court. An application for an order to a
party may be made to the court in which the action is
pending, or on matters relating to a deposition, to the
court in the county where the deposition is being
taken. An application for an order to a deponent who is
not a party shall be made to the court in the county
where the deposition is being taken.
(2) Motion. If a deponent fails to answer a question
propounded or submitted under rules 30 or 31, or a
corporation or other entity fails to make a designation
under rule 30(b)(6) or 31(a), or a party fails to
answer an interrogatory submitted under rule 33, or if
a party, in response to a request for inspection
submitted under rule 34, fails to respond that
inspection will be permitted as requested or fails to
permit inspection as requested, any party may move for
an order compelling an answer or a designation, or an
order compelling inspection in accordance with the
request. When taking a deposition on oral examination,
the proponent of the question may complete or adjourn
the examination before he applies for an order.
If the court denies the motion in whole or in part, it may
make such protective order as it would have been empowered
to make on a motion made pursuant to rule 26(c).
(3) Evasive or Incomplete Answer. For purposes of this
section an evasive or incomplete answer is to be
treated as a failure to answer.
(4) Award of Expenses of Motion. If the motion is granted,
the court shall, after opportunity for hearing, require
the party or deponent whose conduct necessitated the
motion or the party or attorney advising such conduct
or both of them to pay to the moving party the
reasonable expenses incurred in obtaining the order,
including attorney fees, unless the court finds that
the opposition to the motion was substantially
justified or that other circumstances make an award of
expenses unjust.
If the motion is denied, the court shall, after opportunity
for hearing, require the moving party or the attorney
advising the motion or both of them to pay to the party or
deponent who opposed the motion the reasonable expenses
incurred in opposing the motion, including attorney fees,
unless the court finds that the making of the motion was
substantially justified or that other circumstances make an
award of expenses unjust.
If the motion is granted in part and denied in part, the
court may apportion the reasonable expenses incurred in
relation to the motion among the parties and persons in a
just manner.
(b) Failure To Comply With Order.
(1) Sanctions by Court in County Where Deposition Is Taken.
If a deponent fails to be sworn or to answer a question
after being directed to do so by the court in the
county in which the deposition is being taken, the
failure may be considered a contempt of that court.
(2) Sanctions by Court in Which Action Is Pending. If a
party or an officer, director, or managing agent of a
party or a person designated under rule 30(b)(6) or
31(a) to testify on behalf of a party fails to obey an
order to provide or permit discovery, including an
order made under section (a) of this rule or rule 35,
or if a party fails to obey an order entered under rule
26(f), the court in which the action is pending may
make such orders in regard to the failure as are just,
and among others the following:
(A) An order that the matters regarding which the
order was made or any other designated facts shall
be taken to be established for the purposes of the
action in accordance with the claim of the party
obtaining the order;
(B) An order refusing to allow the disobedient party
to support or oppose designated claims or
defenses, or prohibiting him from introducing
designated matters in evidence;
(C) An order striking out pleadings or parts thereof,
or staying further proceedings until the order is
obeyed, or dismissing the action or proceedings or
any part thereof, or rendering a judgment by
default against the disobedient party;
(D) In lieu of any of the foregoing orders or in
addition thereto, an order treating as a contempt
of court the failure to obey any orders except an
order to submit to physical or mental examination;
(E) Where a party has failed to comply with an order
under rule 35(a) requiring him to produce another
for examination such orders as are listed in
sections (A), (B), and (C) of this subsection,
unless the party failing to comply shows that he
is unable to produce such person for examination.
In lieu of any of the foregoing orders or in addition
thereto, the court shall require the party failing to obey
the order or the attorney advising him or both to pay the
reasonable expenses, including attorney fees, caused by the
failure, unless the court finds that the failure was
substantially justified or that other circumstances make an
award of expenses unjust.
(c) Expenses on Failure To Admit. If a party fails to admit the
genuineness of any document or the truth of any matter as
requested under rule 36, and if the party requesting the
admissions thereafter proves the genuineness of the document
or the truth of the matter, he may apply to the court for an
order requiring the other party to pay him the reasonable
expenses incurred in making that proof, including reasonable
attorney fees. The court shall make the order unless it
finds that:
(1) the request was held objectionable pursuant to rule
36(a); or
(2) the admission sought was of no substantial importance;
or
(3) the party failing to admit had reasonable ground to
believe the fact was not true or the document was not
genuine; or
(4) there was other good reason for the failure to admit.
(d) Failure of Party To Attend at Own Deposition or Serve
Answers to Interrogatories or Respond to Request for
Production or Inspection. If a party or an officer,
director, or managing agent of a party or a person
designated under rule 30(b)(6) or 31(a) to testify on behalf
of a party fails;
(1) to appear before the officer who is to take his or her
deposition, after being served with a proper notice; or
(2) to serve answers or objections to interrogatories
submitted under rule 33, after proper service of the
interrogatories; or
(3) to serve a written response to a request for production
of documents or inspection submitted under rule 34,
after proper service of the request, the court in which
the action is pending on motion may make such orders in
regard to the failure as are just, and among others it
may take any action authorized under sections (A), (B),
and (C) of subsection (b)(2) of this rule. In lieu of
any order or in addition thereto, the court shall
require the party failing to act or the attorney
advising the party or both to pay the reasonable
expenses, including attorney fees, caused by the
failure, unless the court finds that the failure was
substantially justified or that other circumstances
make an award of expenses unjust.
The failure to act described in this subsection may not be
excused on the ground that the discovery sought is
objectionable unless the party failing to act has applied
for a protective order as provided by rule 26(c). For
purposes of this section, an evasive or misleading answer is
to be treated as a failure to answer.
(e) Failure To Participate in the Framing of a Discovery Plan.
If a party or his attorney fails to participate in good
faith in the framing of a discovery plan by agreement as is
required by rule 26(f), the court may, after opportunity for
hearing, require such party or his attorney to pay to any
other party the reasonable expenses, including attorney
fees, caused by the failure.
[Amended effective July 1, 1972; September 1, 1985; September 1, 1992; September 1, 1993.]
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